-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TOipevxLssi1H+kHf3n4tUve0lSoF5r+DR0ZNcCkYBkq9N05u40KtvgsvWHPnaMn KaNHp5Z6sRRnaOhnKQg3OA== 0000914760-01-000006.txt : 20010125 0000914760-01-000006.hdr.sgml : 20010125 ACCESSION NUMBER: 0000914760-01-000006 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010124 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WRIGLEY WILLIAM JR CO CENTRAL INDEX KEY: 0000108601 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 361988190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-06799 FILM NUMBER: 1514228 BUSINESS ADDRESS: STREET 1: 410 N MICHIGAN AVE STREET 2: WRIGLEY BUILDING CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3126442121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HAGENAH WILLIAM J JR CENTRAL INDEX KEY: 0001132858 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: C/O QUINLAN MCDERMOTT WILL & EMERY STREET 2: 227 WEST MONROE STREET SUITE 3100 CITY: CHICAGO STATE: IL ZIP: 60606-5096 BUSINESS PHONE: 3129847568 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET STREET 2: SUITE 3100 CITY: CHICAGO STATE: IL ZIP: 60606-5096 SC 13D 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. _____)* Wm. Wrigley Jr. Company - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock (no par value) and Class B Common Stock (no par value) - -------------------------------------------------------------------------------- (Title of Class of Securities) 982526 10 5 (Common Stock) 982526 20 4 (Class B Common Stock) - -------------------------------------------------------------------------------- (CUSIP Number) William J. Hagenah 315 Warwick Road, Kenilworth, IL 60043 (312) 732-8432 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 8, 1999 (See Item 3) - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. Section 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). No Exhibits Page 1 of 6 SCHEDULE 13D CUSIP No. 982526 10 5 (Common Stock) 982526 20 4 (Class B Common Stock) ------------------------------------------------------------- ________________________________________________________________________________ 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS William J. Hagenah, Jr., Trustee of various funds under the Will of Philip K. Wrigley and the Will of Helen A. Wrigley ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/ / (b)/ / ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS* N/A ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Illinois ________________________________________________________________________________ 7 SOLE VOTING POWER* NUMBER OF SHARES 4,836,469 shares of Common Stock and BENEFICIALLY 2,588,508 shares of Class B Common Stock OWNED BY _____________________________________________________ EACH 8 SHARED VOTING POWER REPORTING 0 PERSON _____________________________________________________ WITH 9 SOLE DISPOSITIVE POWER 4,836,469 shares of Common Stock and 2,588,508 shares of Class B Common Stock _____________________________________________________ 10 SHARED DISPOSITIVE POWER 0 ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,836,469 shares of Common Stock and 2,588,508 shares of Class B Common Stock ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.33% of shares of Common Stock and 11.68% shares of Class B Common Stock ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON* 00 ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D - -------- * Includes 5,389 shares of Common Stock and 2,364 shares of Class B Common Stock held by the filing person individually. Page 2 of 6 SCHEDULE 13D CUSIP No. 982526 10 5 (Common Stock) 982526 20 4 (Class B Common Stock) ------------------------------------------------------------- ________________________________________________________________________________ 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS William J. Hagenah, Jr., Co-Trustee of various funds under the Will of Philip K. Wrigley and the Will of Helen A. Wrigley ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/ / (b)/ / ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS* N/A ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Illinois ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY 0 OWNED BY _____________________________________________________ EACH 8 SHARED VOTING POWER REPORTING 12,841,947 (Common Stock) and PERSON 7,296,147 (Class B Common Stock WITH _____________________________________________________ 9 SOLE DISPOSITIVE POWER 0 _____________________________________________________ 10 SHARED DISPOSITIVE POWER 12,841,947 (Common Stock) and 7,296,147 (Class B Common Stock) ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,841,947 shares of Common Stock and 7,296,147 shares of Class B Common Stock ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 14.15% of shares of Common Stock and 32.93% shares of Class B Common Stock ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON* 00 ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D Page 3 of 6 CUSIP No. 982526 10 5 (Common Stock) 982526 20 4 (Class B Common Stock) ------------------------------------------------------------- Item 1. Security and Issuer The classes of equity securities to which this statement relates are Common stock, no par value, and Class B Common Stock, no par value, of the Wm. Wrigley Jr. Company (the "Company"), whose principal executive offices are located at 410 North Michigan Avenue, Chicago, Illinois 60611. The Class B Common Stock is not traded on any exchanges or over-the-counter, is restricted as to transfer or other disposition, and is convertible into Common Stock on a share-for-share basis. Upon the conversion, the resulting shares of Common Stock are freely transferable and publicly traded. Item 2. Identity and Background (a) Name: William J. Hagenah, Jr. c/o William J. Hagenah (b) Business Address: 315 Warwick Road Kenilworth, IL 60045 (c) Principal Occupation: Retired (d), (e) and (f) Mr. Hagenah, Jr. is a citizen of the United States of America. During the previous five years, Mr. Hagenah has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and had not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Item 3. Source and Amount of Funds or Other Consideration. On March 8, 1999, Mr. William Wrigley passed away. Under various trusts, Mr. William J. Hagenah, Jr. became sole trustee of the shares of Common Stock and Class B Common Stock reported herein on page 2 and Co-Trustee of the shares of Common Stock and Class B Common Stock reported herein on page 3. Since March 8, 1999, William Wrigley, Jr. has assumed voting and dispositive authority over the shares of Common Stock and Class B Common Stock that are the subject of this report, other than the shares indicated as economically, beneficially owned by the reporting person. On January 18, 2001, the reporting person filed an amended complaint for declaratory judgment and other relief against William Wrigley, Jr. and naming as defendants all beneficiaries of the funds for which the reporting person is sole Trustee. The amended complaint seeks a determination as to the authority over the Wrigley Company shares held by the reporting person as sole trustee and other relief. Item 4. Purpose of the Transaction. See item 3 above. Item 5. Interest in Securities of the Issuer. (a) 17,678,416 shares of Common Stock (19.48% of Common outstanding) 9,884,655 shares of Class B Common Stock (44.61% of Class B Common Stock outstanding) Includes 5,389 shares of Common Stock and 2,364 shares of Class B Common Stock held by the filing person individually. Page 4 of 6 (b) Sole power to vote 4,836,469 shares of Common Stock (5.33%) 2,588,508 shares of Class B Common Stock (11.68%) Shared power to vote 12,841,947 (14.15%) 7,296,147 (32.93%) Sole power to dispose 4,836,469 shares of Common Stock (5.33%) 2,588,508 shares of Class B Common Stock (11.68%) Shared power to dispose 12,841,947 (14.15%) 7,296,147 (32.93%) Power to vote and dispose is shared with William Wrigley, Jr. and Alison Wrigley Rusack. Item 2 information for Mr. Wrigley is contained in his Schedule 13D filing. No information is available for Alison Wrigley Rusack. (c) None (d) None (e) Not applicable Item 6. Contracts, Agreements, Understandings or Relationships with Respect to Securities of the Issuer. Not applicable Item 7. Materials to Be Filed as Exhibits. Not applicable Page 5 of 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 18, 2001 /s/ William J. Hagenah, Jr. ------------------------------------------ William J. Hagenah, Jr., Trustee and Co-Trustee of various funds under the Will of Philip K. Wrigley and the Will of Helen A. Wrigley -----END PRIVACY-ENHANCED MESSAGE-----